4//SEC Filing
NOVELL INC 4
Accession 0000758004-11-000036
CIK 0000758004operating
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 12:18 PM ET
Size
78.3 KB
Accession
0000758004-11-000036
Insider Transaction Report
Form 4
NOVELL INCNOVL
CORRADO FRED
Director
Transactions
- Disposition to Issuer
Stock Option (right to buy)
2011-04-27$0.21/sh−18,614$3,909→ 0 totalExercise: $5.89Exp: 2018-06-07→ Common Stock (18,614 underlying) - Disposition to Issuer
Stock Option (right to buy)
2011-04-27$3.67/sh−30,000$110,100→ 0 totalExercise: $2.43Exp: 2012-11-01→ Common Stock (30,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2011-04-27$0.19/sh−10,000$1,900→ 0 totalExercise: $5.91Exp: 2013-05-02→ Common Stock (10,000 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−1,736$10,590→ 0 total→ Common Stock (1,736 underlying) - Disposition to Issuer
Stock Option (right to buy)
2011-04-27$2.76/sh−20,000$55,200→ 0 totalExercise: $3.34Exp: 2011-06-02→ Common Stock (20,000 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−434$2,647→ 0 total→ Common Stock (434 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−1,064$6,490→ 0 total→ Common Stock (1,064 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−492$3,001→ 0 total→ Common Stock (492 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−365$2,227→ 0 total→ Common Stock (365 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−347$2,117→ 0 total→ Common Stock (347 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−86$525→ 0 total→ Common Stock (86 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−513$3,129→ 0 total→ Common Stock (513 underlying) - Disposition to Issuer
Common Stock
2011-04-27−53,135→ 0 total - Disposition to Issuer
Stock Option (right to buy)
2011-04-27$0.19/sh−15,000$2,850→ 0 totalExercise: $5.91Exp: 2015-05-02→ Common Stock (15,000 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−123$750→ 0 total→ Common Stock (123 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−2,272$13,859→ 0 total→ Common Stock (2,272 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−266$1,623→ 0 total→ Common Stock (266 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−108$659→ 0 total→ Common Stock (108 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−132$805→ 0 total→ Common Stock (132 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−410$2,501→ 0 total→ Common Stock (410 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−320$1,952→ 0 total→ Common Stock (320 underlying) - Disposition to Issuer
Stock Option (right to buy)
2011-04-27$3.35/sh−25,000$83,750→ 0 totalExercise: $2.75Exp: 2011-05-01→ Common Stock (25,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2011-04-27$2.21/sh−25,146$55,573→ 0 totalExercise: $3.89Exp: 2017-04-07→ Common Stock (25,146 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−568$3,465→ 0 total→ Common Stock (568 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−91$555→ 0 total→ Common Stock (91 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−433$2,641→ 0 total→ Common Stock (433 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−528$3,221→ 0 total→ Common Stock (528 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−128$781→ 0 total→ Common Stock (128 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−102$622→ 0 total→ Common Stock (102 underlying) - Disposition to Issuer
Common Stock Equivalent
2011-04-27$6.10/sh−80$488→ 0 total→ Common Stock (80 underlying)
Footnotes (31)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 21, 2010, by and among Novell, Inc. ("Novell"), Attachmate Corporation and Longview Software Acquisition Corp. (the "Merger Agreement") in exchange for a cash payment of $6.10 per share (the "Merger Consideration") on the effective date of the merger.
- [F10]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $13,859.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F11]Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2006 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,464.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F12]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $10,589.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F13]Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2006 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,647.40, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F14]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $6,490.40, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F15]Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2006 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $1,622.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F16]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,001.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F17]Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2007 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $750.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F18]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,226.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F19]Pursuant to the Merger Agreement, this match CSE, which vested on August 2, 2007 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $555.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F2]Pursuant to the Merger Agreement, this option, which provided for vesting in four equal installments beginning on November 1, 2003, was canceled in exchange for a cash payment of $110,100, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
- [F20]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,116.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F21]Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2007 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $524.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F22]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,641.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F23]Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $658.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F24]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,220.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F25]Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $805.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F26]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,129.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F27]Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $780.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F28]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,501, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F29]Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $622.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F3]Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2004, was canceled in exchange for a cash payment of $83,750, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
- [F30]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $1,952, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F31]Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $488, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
- [F4]Pursuant to the Merger Agreement, this option, which provided for vesting in four equal installments beginning on June 2, 2004, was canceled in exchange for a cash payment of $55,200, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
- [F5]Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2006, was canceled in exchange for a cash payment of $2,850, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
- [F6]Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2006, was canceled in exchange for a cash payment of $1,900, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
- [F7]Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on April 7, 2010, was canceled in exchange for a cash payment of $55,572.66, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
- [F8]Pursuant to the Merger Agreement, this option, which provided for 100% vesting on earlier to occur of (i) the first anniversary of the Grant Date, or (ii) the business day immediately prior to the date of the next annual meeting of stockholders following the Grant Date, was canceled in exchange for a cash payment of $3,908.94, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
- [F9]Each common stock equivalent ("CSE") is the economic equivalent of one share of Novell common stock.
Documents
Issuer
NOVELL INC
CIK 0000758004
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000758004
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 12:18 PM ET
- Size
- 78.3 KB