Home/Filings/4/0000758004-11-000037
4//SEC Filing

NOVELL INC 4

Accession 0000758004-11-000037

CIK 0000758004operating

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 12:20 PM ET

Size

43.3 KB

Accession

0000758004-11-000037

Insider Transaction Report

Form 4
Period: 2011-04-27
CORRADO FRED
Director
Transactions
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh428$2,6110 total
    Common Stock (428 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh116$7080 total
    Common Stock (116 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh122$7440 total
    Common Stock (122 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh431$2,6290 total
    Common Stock (431 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh107$6530 total
    Common Stock (107 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh103$6280 total
    Common Stock (103 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh380$2,3180 total
    Common Stock (380 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh520$3,1720 total
    Common Stock (520 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh130$7930 total
    Common Stock (130 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh107$6530 total
    Common Stock (107 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh491$2,9950 total
    Common Stock (491 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh465$2,8370 total
    Common Stock (465 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh413$2,5190 total
    Common Stock (413 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh95$5800 total
    Common Stock (95 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh481$2,9340 total
    Common Stock (481 underlying)
  • Disposition to Issuer

    Common Stock Equivalent

    2011-04-27$6.10/sh120$7320 total
    Common Stock (120 underlying)
Footnotes (17)
  • [F1]Each common stock equivalent ("CSE") is the economic equivalent of one share of Novell common stock.
  • [F10]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,610.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F11]Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $652.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F12]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,836.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F13]Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $707.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F14]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,519.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F15]Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $628.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F16]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,995.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F17]Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2011 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $744.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F2]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,318, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F3]Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $579.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F4]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,934.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F5]Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $732, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F6]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,172, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F7]Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $793, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F8]Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,629.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
  • [F9]Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $652.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.

Issuer

NOVELL INC

CIK 0000758004

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000758004

Filing Metadata

Form type
4
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 12:20 PM ET
Size
43.3 KB