Home/Filings/4/0000758004-11-000040
4//SEC Filing

HAMILTON JUDITH H 4

Accession 0000758004-11-000040

CIK 0000758004other

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 12:26 PM ET

Size

9.9 KB

Accession

0000758004-11-000040

Insider Transaction Report

Form 4
Period: 2011-04-27
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-27$2.21/sh75,146$166,0730 total
    Exercise: $3.89Exp: 2017-04-07Common Stock (75,146 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-04-27$0.21/sh18,614$3,9090 total
    Exercise: $5.89Exp: 2018-06-07Common Stock (18,614 underlying)
  • Disposition to Issuer

    Common Stock

    2011-04-2737,1350 total
Footnotes (3)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 21, 2010, by and among Novell, Inc. ("Novell"), Attachmate Corporation and Longview Software Acquisition Corp. (the "Merger Agreement") in exchange for a cash payment of $6.10 per share (the "Merger Consideration") on the effective date of the merger.
  • [F2]Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on April 7, 2010, was canceled in exchange for a cash payment of $166,072.66, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.
  • [F3]Pursuant to the Merger Agreement, this option, which provided for 100% vesting on earlier to occur of (i) the first anniversary of the Grant Date, or (ii) the business day immediately prior to the date of the next annual meeting of stockholders following the Grant Date, was canceled in exchange for a cash payment of $3,908.94, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option.

Issuer

NOVELL INC

CIK 0000758004

Entity typeother

Related Parties

1
  • filerCIK 0001201002

Filing Metadata

Form type
4
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 12:26 PM ET
Size
9.9 KB