Moosally Michelle 4

What Happened

• Michelle Moosally, Chief Legal Officer of Citizens Financial Group (CFG), was granted 7,060 shares under the company’s omnibus incentive plan on 2026-03-01 (code A, grant at $0.00).
• To satisfy tax withholding on that award (code F), 5,194 of those shares were surrendered/disposed at $60.19 per share, generating approximately $312,627.
• Net shares retained from the grant: 7,060 granted − 5,194 withheld = 1,866 shares retained by the filer. This withholding is a tax payment, not an open-market sale.

Key Details

• Transaction date: 2026-03-01; Form 4 filed 2026-03-03 (appears timely within the usual two-business-day window).
• Grant: 7,060 shares @ $0.00 (award under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan — footnote).
• Tax withholding: 5,194 shares disposed @ $60.19 = $312,627 reported.
• Shares owned after transaction: not specified in the provided filing excerpt.
• Transaction codes: A = Award/Grant, F = Payment of tax liability via share withholding (not a market sell).

Context

• This is a routine equity award and associated tax withholding. The disposal of shares was to cover withholding obligations, not an investment-motivated sale. Such transactions are common following restricted stock or RSU vesting.