CITIZENS FINANCIAL GROUP INC/RI·4

Jul 28, 4:30 PM ET

VAN SAUN BRUCE 4

4 · CITIZENS FINANCIAL GROUP INC/RI · Filed Jul 28, 2026

Research Summary

AI-generated summary of this filing

Updated

Citizens Financial (CFG) CEO Bruce Van Saun Sells 129,369 Shares

What Happened

  • Bruce Van Saun, Chairman & CEO of Citizens Financial Group (CFG), reported an open-market sale of 129,369 shares of CFG common stock on July 24, 2026 at a weighted average price of $72.07 for proceeds of approximately $9,323,624. On the same date he also disposed of shares by gift: 20,850 shares to a donor-advised fund and 17,500 shares to an irrevocable Spousal Lifetime Access Trust (no proceeds recorded for the gifts).

Key Details

  • Transaction date: July 24, 2026; Form 4 filed July 28, 2026 (filed within normal 2-business-day reporting window).
  • Sale details: weighted average price $72.07; individual sale prices ranged from $71.85 to $72.32 (report notes multiple transactions within that range).
  • Gifts: 20,850 shares donated to a donor-advised fund for charitable purposes; 17,500 shares contributed to an irrevocable spousal trust (the reporting person disclaims beneficial ownership of securities held by that trust).
  • Shares owned after transaction: not specified in the provided excerpt — see the full Form 4 for post-transaction beneficial ownership.
  • Footnotes: the filer will provide, upon request, the breakdown of shares sold at each price within the reported range.

Context

  • This filing shows an outright sale plus charitable gifts. Sales are often routine liquidity events for insiders; gifts (to donor-advised funds or trusts) are typically for charitable or estate-planning purposes and do not necessarily indicate the insider’s view of the company’s prospects. No options exercises or awards are reported in this filing.

Insider Transaction Report

Form 4
Period: 2026-07-24
VAN SAUN BRUCE
DirectorChairman and CEO
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-07-24$72.07/sh129,369$9,323,6241,140,763 total
  • Gift

    Common Stock

    [F3]
    2026-07-2420,8501,119,913 total
  • Gift

    Common Stock

    [F4]
    2026-07-2417,5001,102,413 total
Holdings
  • Common Stock

    (indirect: By Trust)
    17,500
Footnotes (4)
  • [F1]On July 24, 2026, the reporting person sold directly owned shares of common stock.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes.
  • [F4]On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust.
Signature
/s/ Bari Fredericks, as Attorney-in-Fact|2026-07-28

Documents

1 file
  • 4
    wk-form4_1785270601.xmlPrimary

    FORM 4