ROTH W RICHARD 4
4 · SJW GROUP · Filed Feb 27, 2018
Insider Transaction Report
Form 4
SJW GROUPSJW
ROTH W RICHARD
DirectorPresident & CEO
Transactions
- Award
Common Stock
2018-02-26+6,639→ 119,835 total - Award
Common Stock
2018-02-26+39,834→ 159,669 total
Holdings
- 115,255(indirect: By Trust)
Common Stock
- 18,300(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents 6,639 shares of common stock subject to Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.
- [F2]Includes 13,639 shares of common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying deferred restricted stock.
- [F3]Represents 39,834 shares of common stock subject to RSUs that vested upon the attainment of certain performance goal based on total shareholder return ("TSR") measured from August 4, 2014 until December 31, 2017 and continued service by the reporting person until December 31, 2017.
- [F4]Includes 53,473 shares of common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying deferred restricted stock.