Home/Filings/4/0000768835-13-000002
4//SEC Filing

Fishman Steven S 4

Accession 0000768835-13-000002

CIK 0000768835other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 4:47 PM ET

Size

6.5 KB

Accession

0000768835-13-000002

Insider Transaction Report

Form 4
Period: 2013-03-06
Fishman Steven S
DirectorChairman, CEO & President
Transactions
  • Disposition to Issuer

    Common Stock

    2013-03-06240,000257,788 total
Holdings
  • Common Stock

    (indirect: By Trust)
    240,020
Footnotes (2)
  • [F1]On March 6, 2012, the reporting person received a performance-based restricted stock award consisting of 240,000 shares of BIG common stock ("2012 Award"). The 2012 Award vested if Big Lots, Inc. ("Big Lots") achieved a corporate performance measure during Big Lots' 2012 fiscal year. On March 6, 2013, Big Lots' Board of Directors certified that the corporate performance measure was not achieved and the 2012 Award was forfeited.
  • [F2]On November 17, 2010, the reporting person contributed 210,058 shares of BIG common stock and to a grantor retained annuity trust ("2010 GRAT") for the benefit of himself and his heirs and, on February 19, 2013, 63,713 shares of BIG common stock were distributed as an annuity from the 2010 GRAT to the reporting person. On July 14, 2011, the reporting person contributed 143,875 shares of BIG common stock to a grantor retained annuity trust ("2011 GRAT") for the benefit of himself and his heirs and, on July 25, 2012, 50,200 shares of BIG common stock were distributed as an annuity from the 2011 GRAT to the reporting person. The 113,913 shares of BIG common stock which were distributed to the reporting person as an annuity under 2010 GRAT and the 2011 GRAT continue to be reported on this Form 4 as directly owned.

Issuer

BIG LOTS INC

CIK 0000768835

Entity typeother

Related Parties

1
  • filerCIK 0001332978

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:47 PM ET
Size
6.5 KB