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4//SEC Filing

STONE STREET 1998 LLC 4

Accession 0000769993-04-000340

CIK 0001141299other

Filed

Apr 25, 8:00 PM ET

Accepted

Apr 26, 4:22 PM ET

Size

9.6 KB

Accession

0000769993-04-000340

Insider Transaction Report

Form 4
Period: 2004-04-20
Transactions
  • Sale

    Common Stock

    2004-04-20$17.92/sh47$8426,037,500 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2004-04-22$17.62/sh+47$8286,037,500 total(indirect: See Footnotes)
Footnotes (4)
  • [F1]This statement is being filed by GS Capital Partners II, L.P. (GSCP II), GS Capital Partners II Offshore, L.P. (GSCP II Offshore), GS Capital Partners II (Germany) C.L.P. (GSCP II Germany), GS Advisors, L.L.C. (GS Advisors), GS Advisors II, L.L.C. (GS Advisors II), Goldman, Sachs & Co. oHG (GS oHG), Stone Street Fund 1998, L.P. (Stone 1998), Bridge Street Fund 1998, L.P. ("Bridge 1998", and together with GSCP II, GSCP II Offshore, GSCP II Germany, and Stone 1998, the "Limited Partnerships"), St one Street 1998, L.L.C. (Stone GP), Goldman, Sachs & Co. (Goldman Sachs) and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors, GS Advisors II, GS oHG, Stone GP and Goldman Sachs, the "Reporting Persons" ). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
  • [F2]The securities reported herein as purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to MCG Capital Corporation (the "Company"). The Reporting Persons other than GS Group and Goldman Sachs disclaim beneficial ownership of the shares of Common Stock (as defined below) beneficially owned directly by Goldman Sachs.
  • [F3]Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,037,500 shares of the Company's common stock, $.01 par value per share ("Common Stock") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sa chs and GS Group each disclaims beneficial ownership of the shares of Common Stock owned by the Limited Partnerships except to the extent of its pecuniary interest therein.
  • [F4]GSCP II beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 3,895,303 shares of Common Stock. GSCP II Offshore beneficially owns directly and its general partner, GS Advisors II, may be deemed to beneficially own indirectly 1,548,550 shares of Common Stock. GSCP II Germany beneficially owns directly and its managing partner, GS oHG, may be deemed to beneficially own indirectly 143,679 shares of Common Stock. Bridge 1998 beneficially owns directly and its managing general partner, Stone GP, may be deemed to beneficially own indirectly 104,344 shares of Common Stock. Stone 1998 beneficially owns directly and its general partner, Stone GP, may be deemed to beneficially own indirectly 345,624 shares of Common Stock. Each of GS Advisors, GS Advisors II, GS oHG and Stone GP disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest in such securities.

Issuer

MCG CAPITAL CORP

CIK 0001141299

Entity typeother

Related Parties

1
  • filerCIK 0001232098

Filing Metadata

Form type
4
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 4:22 PM ET
Size
9.6 KB