GOLDMAN SACHS GROUP INC·4

Jan 27, 8:54 PM ET

SHERWOOD MICHAEL S 4

4 · GOLDMAN SACHS GROUP INC · Filed Jan 27, 2010

Insider Transaction Report

Form 4
Period: 2010-01-25
SHERWOOD MICHAEL S.
Vice Chairman
Transactions
  • Tax Payment

    Common Stock, par value $0.01 per share

    2010-01-25$156.40/sh31,689$4,956,16049,576 total
  • Exercise/Conversion

    Restricted Stock Units

    2010-01-2577,2880 total
    Common Stock, par value $0.01 per share (77,288 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2010-01-25+77,28881,265 total
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    103,850
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    135,164
Footnotes (4)
  • [F1]On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration.
  • [F2]Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations.
  • [F3]Held by spouse.
  • [F4]Reported for informational purposes only. Held through a trust over which the Reporting Person has no investment control and the sole trustee of which is a third-party institution. In accordance with Rule 16a-8, the Reporting Person disclaims beneficial ownership of the shares held through this trust.

Documents

1 file
  • 4
    sherwoodeep1_ex.xmlPrimary