SHERWOOD MICHAEL S 4
4 · GOLDMAN SACHS GROUP INC · Filed Jul 28, 2011
Insider Transaction Report
Form 4
SHERWOOD MICHAEL S.
Vice Chairman
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2011-07-26$137.63/sh−11,606$1,597,392→ 106,811 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2011-07-26+22,318→ 118,417 total - Exercise/Conversion
Restricted Stock Units
2011-07-26−22,318→ 0 total→ Common Stock, par value $0.01 per share (22,318 underlying)
Holdings
- 103,850(indirect: See footnote)
Common Stock, par value $0.01 per share
- 135,164(indirect: See footnote)
Common Stock, par value $0.01 per share
Footnotes (4)
- [F1]On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration.
- [F2]Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
- [F3]Held by spouse.
- [F4]Reported for informational purposes only. Held through a trust over which the Reporting Person has no investment control and the sole trustee of which is a third-party institution. In accordance with Rule 16a-8, the Reporting Person disclaims beneficial ownership of the shares held through this trust.