4//SEC Filing
AEROFLEX HOLDING CORP. 4
Accession 0000769993-11-000586
CIK 0001487990operating
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 4:09 PM ET
Size
11.3 KB
Accession
0000769993-11-000586
Insider Transaction Report
Form 4
GOLDMAN SACHS GROUP INC
10% Owner
Transactions
- Sale
Common Stock
2011-08-18$8.35/sh−5,000$41,735→ 12,764,010 total(indirect: See footnotes) - Purchase
Common Stock
2011-08-18$8.24/sh+5,000$41,225→ 12,769,010 total(indirect: See footnotes)
GOLDMAN SACHS & CO
10% Owner
Transactions
- Purchase
Common Stock
2011-08-18$8.24/sh+5,000$41,225→ 12,769,010 total(indirect: See footnotes) - Sale
Common Stock
2011-08-18$8.35/sh−5,000$41,735→ 12,764,010 total(indirect: See footnotes)
GS Direct, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2011-08-18$8.35/sh−5,000$41,735→ 12,764,010 total(indirect: See footnotes) - Purchase
Common Stock
2011-08-18$8.24/sh+5,000$41,225→ 12,769,010 total(indirect: See footnotes)
Footnotes (3)
- [F1]This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs") and GS Direct, L.L.C. ("GS Direct", and together with GS Group and Goldman Sachs, the "Reporting Persons"). Each of Goldman Sachs and GS Direct is a wholly-owned subsidiary of GS Group.
- [F2]GS Group and Goldman Sachs may be deemed to beneficially own indirectly 12,764,010 shares of common stock, par value $0.01 per share (the "Common Stock"), of Aeroflex Holding Corp. ("Aeroflex Holding") by reason of the indirect beneficial ownership of such shares by GS Direct. GS Direct may be deemed to beneficially own indirectly 12,764,010 shares of Common Stock by reason of the direct beneficial ownership of such shares by VGG Holding LLC ("VGG"). The membership interests of VGG are held by a private investor group, which includes GS Direct. GS Direct owns 21.7% of the class A membership interests of VGG. Goldman Sachs serves as the manager of GS Direct. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- [F3]The Common Stock of Aeroflex Holding reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to Aeroflex Holding.
Documents
Issuer
AEROFLEX HOLDING CORP.
CIK 0001487990
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001487990
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 4:09 PM ET
- Size
- 11.3 KB