JONES KEVIN J 4
4 · INDEPENDENT BANK CORP · Filed Apr 2, 2020
Insider Transaction Report
Form 4
JONES KEVIN J
Director
Transactions
- Gift
Common Stock
2020-03-09−1,720→ 5,902 total(indirect: By Trust) - Gift
Common Stock
2020-03-09−1,720→ 5,902 total(indirect: By Trust)
Holdings
- 48,455.581
Common Stock
- 30,000(indirect: by Sons)
Common Stock
- 5,000(indirect: by Corporation)
Common Stock
Footnotes (5)
- [F1]Reflects gifts made to a Trust for the benefit of Mr. Jones' grandchildren. Neither Mr. Jones nor his spouse is a Trustee of such Trust or otherwise has investment control over the securities held in such Trust.
- [F2]Mr. Jones and his spouse each formed a living trust, and funded these trusts with shares formerly held in a joint account. As a result, Mr. Jones' beneficial ownership of such shares changed from direct to indirect, which change was exempt from reporting under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F3]Holdings include 540.1748 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (8/21/19), which transactions are exempt from the reporting requirements of Section 16 of the Exchange Act.
- [F4]Shares held i/n/o Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- [F5]Shares carried under the name of Filers three sons as follows: 10,000 shares held i/n/o Kevin J. Jones & Frances Jones, Trustees, Brian Jones Irrevocable Trust, 10,000 shares held i/n/o Kevin J. Jones & Frances Jones, Trustees, Mark Jones Irrevocable Trust, and 10,000 shares held i/n/o Kevin J. Jones & Frances Jones, Trustees, Sean Jones Irrevocable Trust. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.