Home/Filings/4/0000777001-08-000055
4//SEC Filing

BEAR STEARNS COMPANIES INC 4

Accession 0000777001-08-000055

CIK 0000777001operating

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 10:46 AM ET

Size

40.0 KB

Accession

0000777001-08-000055

Insider Transaction Report

Form 4
Period: 2008-05-30
Transactions
  • Disposition to Issuer

    CAP Units (2006)

    2008-05-3066,8210 total
    From: 2011-11-30Exp: 2011-11-30Common Stock (66,821 underlying)
  • Disposition to Issuer

    Employee Stock Option (Rt. to Buy 07)

    2008-05-3092,8950 total
    Exercise: $102.65From: 2007-12-28Exp: 2014-12-28Common Stock (92,895 underlying)
  • Disposition to Issuer

    Common Stock

    2008-05-301,2110 total(indirect: By ESOP)
  • Disposition to Issuer

    CAP Units (2003)

    2008-05-3075,3820 total
    From: 2008-11-30Exp: 2008-11-30Common Stock (75,382 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-305,5710 total
    Exercise: $38.75From: 2003-01-10Exp: 2010-01-10Common Stock (5,571 underlying)
  • Disposition to Issuer

    Common Stock

    2008-05-3038,0220 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-3030,0000 total
    Exercise: $64.00From: 2005-11-30Exp: 2012-11-30Common Stock (30,000 underlying)
  • Disposition to Issuer

    Emp. stock option (rt. to buy)

    2008-05-3026,6910 total
    Exercise: $165.32From: 2009-12-20Exp: 2016-12-20Common Stock (26,691 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-3015,6050 total
    Exercise: $56.88From: 2004-12-17Exp: 2011-12-17Common Stock (15,605 underlying)
  • Disposition to Issuer

    CAP Units (2004)

    2008-05-3055,2510 total
    From: 2009-11-30Exp: 2009-11-30Common Stock (55,251 underlying)
  • Disposition to Issuer

    Common Stock

    2008-05-3043,4500 total(indirect: By Spouse)
  • Disposition to Issuer

    CAP Units (2005)

    2008-05-3058,3600 total
    From: 2010-11-30Exp: 2010-11-30Common Stock (58,360 underlying)
  • Disposition to Issuer

    CAP Units (2002)

    2008-05-304480 total
    From: 2007-11-30Exp: 2007-11-30Common Stock (448 underlying)
  • Disposition to Issuer

    Emp. Stock Option (Right to Buy)

    2008-05-30116,5820 total
    Exercise: $73.75From: 2006-12-15Exp: 2013-12-15Common Stock (116,582 underlying)
  • Disposition to Issuer

    Emp. Stock Option (Rt. to Buy)

    2008-05-3035,5340 total
    Exercise: $116.50From: 2008-12-22Exp: 2015-12-22Common Stock (35,534 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-3021,8770 total
    Exercise: $49.63From: 2003-12-11Exp: 2010-12-11Common Stock (21,877 underlying)
Footnotes (19)
  • [F1]Disposed of pursuant to the merger agreement between issuer and JPMorgan Chase & Co. in exchange for 8,270 shares of JPMorgan Chase common stock having a market value of $9.35 per share on the effective date of the merger.
  • [F10]The CAP Units were converted in the merger into 12,695 CAP Units of JPMorgan Chase.
  • [F11]The CAP Units were converted in the merger into 14,535 CAP Units of JPMorgan Chase.
  • [F12]This option was converted in the merger into an option to purchase 25,360 shares of JPMorgan Chase common stock for $339.03 per share.
  • [F13]This option was converted in the merger into an option to purchase 7,729 shares of JPMorgan Chase common stock for $535.56 per share.
  • [F14]This option was converted in the merger into an option to purchase 5,806 shares of JPMorgan Chase common stock for $759.99 per share.
  • [F15]This option was converted in the merger into an option to purchase 1,211 shares of JPMorgan Chase common stock for $178.14 per share.
  • [F16]This option was converted in the merger into an option to purchase 4,758 shares of JPMorgan Chase common stock for $228.13 per share.
  • [F17]This option was converted in the merger into an option to purchase 3,394 shares of JPMorgan Chase common stock for $261.48 per share.
  • [F18]This option was converted in the merger into an option to purchase 6,525 shares of JPMorgan Chase common stock for $294.21 per share.
  • [F19]This option was converted in the merger into an option to purchase 20,207 shares of JPMorgan Chase common stock for $471.89 per share.
  • [F2]Disposed of pursuant to the merger agreement between issuer and JPMorgan Chase & Co. in exchange for 263 shares of JPMorgan Chase common stock having a market value of $9.35 per share on the effective date of the merger
  • [F3]Disposed of pursuant to the merger agreement between issuer and JPMorgan Chase & Co. in exchange for 9,451 shares of JPMorgan Chase common stock having a market value of $9.35 per share on the effective date of the merger.
  • [F4]This type of derivative security typically does not have a conversion or exercise price
  • [F5]The shares of common stock underlying the CAP Units will be distributed on or about 11/30/2008
  • [F6]The CAP Units were converted in the merger into 97 CAP Units of JPMorgan Chase.
  • [F7]The CAP Units were converted in the merger into 16,397 CAP Units of JPMorgan Chase.
  • [F8]In connection with the merger, the deferral period for the CAP Units will be accelerated and the shares of common stock underlying the CAP Units will be distributed on or about 1/15/2009.
  • [F9]The CAP Units were converted in the merger into 12,018 CAP Units of JPMorgan Chase.

Documents

1 file

Issuer

BEAR STEARNS COMPANIES INC

CIK 0000777001

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000777001

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 10:46 AM ET
Size
40.0 KB