Earnings Feed
Start Free
Home/Filings/4/0000777001-08-000057
4//SEC Filing

BEAR STEARNS COMPANIES INC 4

Accession 0000777001-08-000057

CIK 0000777001operating
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 10:48 AM ET

Size

36.3 KB

Accession

0000777001-08-000057

Insider Transaction Report

Form 4
Period: 2008-05-30
BEAR STEARNS COMPANIES INCBSC
SCHWARTZ ALAN D
DirectorCo-Pres./Co-COO
Transactions
  • Disposition to Issuer

    CAP Units (2002)

    2008-05-30−1,107→ 0 total
    From: 2007-11-30Exp: 2007-11-30→ Common Stock (1,107 underlying)
  • Disposition to Issuer

    Emp. Stock Option (Right to Buy)

    2008-05-30−242,307→ 0 total
    Exercise: $73.75From: 2006-12-15Exp: 2013-12-15→ Common Stock (242,307 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-30−65,000→ 0 total
    Exercise: $64.00From: 2005-11-30Exp: 2012-11-30→ Common Stock (65,000 underlying)
  • Disposition to Issuer

    CAP Units (2006)

    2008-05-30−85,350→ 0 total
    From: 2011-11-30Exp: 2011-11-30→ Common Stock (85,350 underlying)
  • Disposition to Issuer

    Emp. stock option (rt. to buy)

    2008-05-30−33,847→ 0 total
    Exercise: $165.32From: 2009-12-20Exp: 2016-12-20→ Common Stock (33,847 underlying)
  • Disposition to Issuer

    CAP Units (2005)

    2008-05-30−89,875→ 0 total
    From: 2010-11-30Exp: 2010-11-30→ Common Stock (89,875 underlying)
  • Disposition to Issuer

    Emp. Stock Option (Rt. to Buy)

    2008-05-30−53,650→ 0 total
    Exercise: $116.50From: 2008-12-22Exp: 2015-12-22→ Common Stock (53,650 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-30−28,934→ 0 total
    Exercise: $56.88From: 2004-12-17Exp: 2011-12-17→ Common Stock (28,934 underlying)
  • Disposition to Issuer

    Employee Stock Option (Rt. to Buy 07)

    2008-05-30−159,784→ 0 total
    Exercise: $102.65From: 2007-12-28Exp: 2014-12-28→ Common Stock (159,784 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-30−86,354→ 0 total
    Exercise: $49.63From: 2003-12-11Exp: 2010-12-11→ Common Stock (86,354 underlying)
  • Disposition to Issuer

    CAP Units (2004)

    2008-05-30−99,655→ 0 total
    From: 2009-11-30Exp: 2009-11-30→ Common Stock (99,655 underlying)
  • Disposition to Issuer

    CAP Units (2003)

    2008-05-30−163,393→ 0 total
    From: 2008-11-30Exp: 2008-11-30→ Common Stock (163,393 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2008-05-30−57,500→ 0 total
    Exercise: $38.75From: 2003-01-10Exp: 2010-01-10→ Common Stock (57,500 underlying)
  • Disposition to Issuer

    Common Stock

    2008-05-30−1,026,680→ 0 total
Footnotes (17)
  • [F1]Disposed of pursuant to the merger agreement between issuer and JPMorgan Chase & Co. in exchange for 223,333 shares of JPMorgan Chase common stock having a market value of $9.35 per share on the effective date of the merger.
  • [F10]This option was converted in the merger into an option to purchase 52,709 shares of JPMorgan Chase common stock for $339.03 per share.
  • [F11]This option was converted in the merger into an option to purchase 11,670 shares of JPMorgan Chase common stock for $535.56 per share.
  • [F12]This option was converted in the merger into an option to purchase 7,362 shares of JPMorgan Chase common stock for $759.99 per share.
  • [F13]This option was converted in the merger into an option to purchase 12,507 shares of JPMorgan Chase common stock for $178.14 per share.
  • [F14]This option was converted in the merger into an option to purchase 18,784 shares of JPMorgan Chase common stock for $228.13 per share.
  • [F15]This option was converted in the merger into an option to purchase 6,294 shares of JPMorgan Chase common stock for $261.48 per share.
  • [F16]This option was converted in the merger into an option to purchase 14,139 shares of JPMorgan Chase common stock for $294.21 per share
  • [F17]This option was converted in the merger into an option to purchase 34,757 shares of JPMorgan Chase common stock for $471.89 per share.
  • [F2]This type of derivative security typically does not have a conversion or exercise price
  • [F3]The shares of common stock underlying the CAP Units will be distributed on or about 11/30/2008
  • [F4]The CAP Units were converted in the merger into 240 CAP Units of JPMorgan Chase.
  • [F5]The CAP Units were converted in the merger into 35,542 CAP Units of JPMorgan Chase.
  • [F6]In connection with the merger, the deferral period for the CAP Units will be accelerated and the shares of common stock underlying the CAP Units will be distributed on or about 1/15/2009.
  • [F7]The CAP Units were converted in the merger into 21,677 CAP Units of JPMorgan Chase.
  • [F8]The CAP Units were converted in the merger into 19,550 CAP Units of JPMorgan Chase.
  • [F9]The CAP Units were converted in the merger into 18,566 CAP Units of JPMorgan Chase.

Documents

1 file

Issuer

BEAR STEARNS COMPANIES INC

CIK 0000777001

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000777001

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 10:48 AM ET
Size
36.3 KB
View on SEC.gov