Home/Filings/4/0000785557-16-000126
4//SEC Filing

DLH Holdings Corp. 4

Accession 0000785557-16-000126

$DLHCCIK 0000785557operating

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 4:21 PM ET

Size

7.6 KB

Accession

0000785557-16-000126

Insider Transaction Report

Form 4
Period: 2016-09-29
Transactions
  • Exercise of In-Money

    Common Stock

    2016-09-29$3.73/sh+23,636$88,162217,521 total
  • Exercise of In-Money

    Common Stock

    2016-09-29189,5100 total
    Exercise: $3.73From: 2016-08-19Exp: 2016-09-21Common Stock (12,936 underlying)
Footnotes (3)
  • [F1]Represents shares of the issuer's common stock purchased by the reporting person from the exercise of his basic subscription rights in the issuer's rights offering issued pro rata to holders of common stock of DLH Holdings Corp. on the August 19, 2016 record date for the rights offering, plus an additional 10,700 shares purchased pursuant to the oversubscription privilege. The closing of the rights offering occurred on September 29, 2016.
  • [F2]Includes issuance of 2,500 shares of common stock upon satisfaction of vesting conditions pursuant to the terms of the restricted stock award granted October 3, 2007. Includes an additional 4,375 shares of unvested restricted stock, of which 1,875 will vest within 60 days.
  • [F3]Subscription Rights (right to buy)

Issuer

DLH Holdings Corp.

CIK 0000785557

Entity typeoperating
IncorporatedNJ

Related Parties

1
  • filerCIK 0000785557

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 4:21 PM ET
Size
7.6 KB