JohnBull Kathryn M. 4
4 · DLH Holdings Corp. · Filed Nov 2, 2023
Insider Transaction Report
Form 4
JohnBull Kathryn M.
DirectorDirector, CEO and President
Transactions
- Exercise/Conversion
Common Stock
2023-10-31$1.40/sh+75,000$104,625→ 396,881 total - Tax Payment
Common Stock
[F1]2023-10-31$13.68/sh−17,785$243,299→ 379,096 total - Exercise/Conversion
Employee Stock Option
[F2]2023-10-31−75,000→ 0 totalExercise: $1.40Exp: 2023-11-08→ Common Stock (75,000 underlying)
Footnotes (2)
- [F1]Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.
- [F2]The option was granted on November 8, 2013 and subsequently vested upon the achievement of certain performance targets.
Signature
/s/ Kathryn M. JohnBull|2023-11-02