Parker Zachary 4
4 · DLH Holdings Corp. · Filed Nov 3, 2023
Insider Transaction Report
Form 4
Parker Zachary
DirectorCEO and President
Transactions
- Exercise/Conversion
Employee Stock Option
2023-11-01−100,000→ 0 totalExercise: $1.40Exp: 2023-11-08→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2023-11-01$1.40/sh+100,000$139,500→ 848,133 total - Tax Payment
Common Stock
2023-11-01$13.90/sh−39,819$553,484→ 808,314 total
Footnotes (3)
- [F1]Includes 55,282 shares underlying time-based restricted stock units granted to the reporting person pursuant to the Company's 2016 Omnibus Equity Incentive Plan.
- [F2]Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.
- [F3]The option was granted on November 8, 2013 and subsequently vested upon the achievement of certain performance targets.