DLH Holdings Corp.·4

Feb 13, 5:01 PM ET

Mink Brook Asset Management LLC 4

4 · DLH Holdings Corp. · Filed Feb 13, 2026

Research Summary

AI-generated summary of this filing

Updated

DLH Holdings (DLHC) 10% Owner Mink Brook Buys 13,896 Shares

What Happened Mink Brook Asset Management LLC, reported as a 10% owner, purchased a total of 13,896 DLH Holdings Corp. (DLHC) shares in open-market transactions at $5.50 per share, for a combined cost of about $76,429. The purchases occurred across transactions on Feb 12–13, 2026. These were outright purchases (transaction code P), which are generally viewed as a more informative (bullish) signal than routine sales.

Key Details

  • Transaction dates: 2026-02-12 (13,577 shares) and 2026-02-13 (319 shares).
  • Price: $5.50 per share (filing notes this is a weighted average; all reported lots were at $5.50).
  • Total purchased: 13,896 shares for ~$76,429.
  • Shares owned after transaction: Not specified in this Form 4.
  • Filing date: 2026-02-13 (the day after the initial trade); filing is not marked as late.
  • Footnotes:
    • F1: Price is a weighted average; seller will provide breakdown on request.
    • F2 & F4: Some shares are owned directly by Mink Brook-managed funds (Mink Brook Partners LP and Mink Brook Opportunity Fund LP); as investment manager, Mink Brook Asset Management LLC may be deemed to beneficially own those fund-held shares.
    • F3: Mink Brook Asset Management LLC and its general partner disclaim beneficial ownership except to the extent of any pecuniary interest.

Context This filing reflects institutional fund purchases managed by Mink Brook rather than an individual executive's personal trades. The filing disclaims broader beneficial ownership except for pecuniary interest, a common legal clarification for managers of private funds. Purchases by a 10% owner or its managed funds can be notable, but the filing does not provide holdings after the trades, so investors should check subsequent filings or the company’s disclosures for full ownership context.

Insider Transaction Report

Form 4
Period: 2026-02-12
Transactions
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    [F1][F2][F3]
    2026-02-12$5.50/sh+13,577$74,6741,950,129 total(indirect: By Mink Brook Partners LP)
  • Purchase

    Common Stock, par value $0.001 per share ("Common Stock")

    [F1][F2][F3]
    2026-02-13$5.50/sh+319$1,7551,950,448 total(indirect: By Mink Brook Partners LP)
Holdings
  • Common Stock, par value $0.001 per share ("Common Stock")

    [F1][F4]
    (indirect: By Mink Brook Opportunity Fund LP)
    694,322
Footnotes (4)
  • [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at a price of $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
  • [F2]Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
  • [F3]Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F4]Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
Signature
/s/ William Mueller|2026-02-13

Documents

1 file
  • 4
    wk-form4_1771020074.xmlPrimary

    FORM 4