Kelly Scott J 4
4 · DPL INC · Filed Jul 2, 2010
Insider Transaction Report
Form 4
DPL INCdpl
Kelly Scott J
SVP, Service Operations
Transactions
- Award
Common Stock
2010-06-30+220→ 17,565 total - Disposition to Issuer
Common Stock
2010-06-30−91→ 17,474 total
Holdings
- 4,453(indirect: ESOP)
Common Stock
- 3,810(indirect: By 401(k))
Common Stock
- 3,204(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Represents forfeiture of a portion of a restricted stock matching award granted earlier pursuant to the executive's 2009 Career Grant and Matching Restricted Stock Agreement due to the non-discretionary sale of company common stock under the company's 401(k) Qualified Plan as a result of IRS non-discrimination testing.
- [F2]Total holdings reflect non-discretionary transactions under the company's 401(k) Qualified Plan, including the non-discretionary sale of company common stock referred to in footnote (1) above.