ROBERTS DAVID A 4
4 · CARLISLE COMPANIES INC · Filed Dec 23, 2019
Insider Transaction Report
Form 4
ROBERTS DAVID A
DirectorChairman, President & CEO
Transactions
- Gift
Common Stock
2019-11-05−6,315→ 65,365 total
Holdings
- 137,088(indirect: See Footnotes 2 and 3)
Common Stock
Footnotes (3)
- [F1]On November 5, 2019, the reporting person gifted 6,315 shares to an educational institution.
- [F2]Includes 7,508 shares transferred to direct ownership from the termination of a Grantor Retained Annuity Trust on February 14, 2019, excludes 14,121 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and excludes 8,826 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person is trustee.
- [F3]Consists of (i) 71,364 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, inclusive of the 8,826 shares and exclusive of the 7,508 shares referenced in Footnote 2, (ii) 30,598 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, inclusive of the 14,121 shares referenced in Footnote 2, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 24,532 shares held in a private foundation created by the reporting person.