ROBERTS DAVID A 4
4 · CARLISLE COMPANIES INC · Filed Feb 5, 2020
Insider Transaction Report
Form 4
ROBERTS DAVID A
DirectorChairman, President & CEO
Transactions
- Award
Restricted Stock Units
2020-02-04+1,425→ 7,830 total→ Common Stock (1,425 underlying)
Holdings
- 65,365
Common Stock
- 137,088(indirect: See Footnote 1)
Common Stock
Footnotes (5)
- [F1]Consists of (i) 71,364 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 30,598 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 24,532 shares held in a private foundation created by the reporting person.
- [F2]Each restricted stock unit represents a right to receive one share of the issuer's common stock.
- [F3]Represents a grant of units from the issuer for services as a director of the issuer.
- [F4]The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.
- [F5]Includes 82 units acquired through dividend reinvestment during the prior year.