XOMA Corp 4

4 · XOMA Corp · Filed Mar 20, 2014

Form 4

Period: 2014-03-18

Chief Commercial Officer

Transactions

Exercise/Conversion
Common Shares
2014-03-18+667→ 44,115 total
Sale
Common Shares
2014-03-18$6.32/sh−257$1,623→ 43,858 total
Exercise/Conversion
Common Shares
2014-03-18+80,000→ 123,858 total
Sale
Common Shares
2014-03-18$6.32/sh−30,708$193,952→ 93,150 total
Exercise/Conversion
Restricted Stock Units
2014-03-18−667→ 241,333 total
Exercise: $0.00From: 2014-03-18Exp: 2016-03-18→ Common Shares (667 underlying)
Exercise/Conversion
Restricted Stock Units
2014-03-18−80,000→ 161,333 total
Exercise: $0.00From: 2014-03-18Exp: 2016-03-18→ Common Shares (80,000 underlying)

Holdings

Footnotes (4)

[F1]These restricted stock units were granted on March 23, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.
[F2]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
[F3]Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
[F4]These restricted stock units were granted on March 18, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.

Documents

1 file