$XOMA·4

XOMA Corp · Sep 16, 4:41 PM ET

XOMA Corp 4

4 · XOMA Corp · Filed Sep 16, 2014

Insider Transaction Report

Form 4
Period: 2014-09-12
Transactions
  • Award

    Non-Qualified Share Option (right to buy)

    2014-09-12$4.73/sh+7,000$33,1107,000 total
    Exercise: $4.73From: 2015-05-22Exp: 2024-09-12Common Shares (7,000 underlying)
  • Award

    Common Shares

    2014-09-12+5,50032,368 total
Holdings
  • Common Shares

    (indirect: By Spouse)
    1,000
Footnotes (3)
  • [F1]These shares were acquired pursuant to a grant of restricted stock units on September 12, 2014 under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in substantially equal installments on each of May 28, 2015, May 28, 2016, and May 28, 2017.
  • [F2]These shares were purchased and are held by Ute C. Bowes, the spouse of William K. Bowes, Jr.
  • [F3]Exercisable with respect to 1/12th of options in monthly increments beginning October 12, 2014 and ending September 12, 2015.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT