XOMA Corp 4
4 · XOMA Corp · Filed Nov 17, 2014
Insider Transaction Report
Form 4
XOMA CorpXOMA
BOWES WILLIAM K JR
Director
Transactions
- Exercise/Conversion
Common Shares
2014-11-13+4,498→ 36,866 total - Exercise/Conversion
Restricted Stock Units
2014-11-13−4,498→ 0 totalFrom: 2012-11-13→ Common Shares (4,498 underlying)
Holdings
- 1,000(indirect: By Spouse)
Common Shares
Footnotes (3)
- [F1]These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.
- [F2]Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock.
- [F3]These shares were purchased and are held by Ute C. Bowes, the spouse of William K. Bowes, Jr.