XOMA Corp 4
4 · XOMA Corp · Filed Mar 22, 2016
Insider Transaction Report
Form 4
XOMA CorpXOMA
SCANNON PATRICK J MD PHD
DirectorExecutive Vice President
Transactions
- Sale
Common Shares
2016-03-22$0.78/sh−14,785$11,602→ 228,942 total - Exercise/Conversion
Restricted Stock Units
2016-03-18−9,500→ 0 totalExercise: $0.00From: 2014-03-18Exp: 2016-03-18→ Common Shares (9,500 underlying) - Exercise/Conversion
Common Shares
2016-03-18+9,500→ 243,727 total
Holdings
- 33,801(indirect: By 401(k))
Common Shares
- 750(indirect: by Daughter)
Common Shares
- 4,053(indirect: By Trust)
Common Shares
Footnotes (3)
- [F1]These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on March 18, 2014.
- [F2]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
- [F3]Shares sold on the open market to satisfy the taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's incentive plan.