4//SEC Filing
ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC 4
Accession 0000793040-03-000024
$ECFCIK 0000793040other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 2:12 PM ET
Size
11.4 KB
Accession
0000793040-03-000024
Insider Transaction Report
Form 4
DINSMORE JEAN H
Other
Transactions
- Exercise of In-Money
Common Stock
2003-10-27$7.76/sh+1,790$13,890→ 18,021 total - Exercise of In-Money
Subscription Rights (Right to buy)
2003-10-27−10,740→ 5,496 totalExercise: $7.76From: 2003-10-17Exp: 2003-11-19→ Common Stock (1,790 underlying)
Footnotes (2)
- [F1]Based on an estimated subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on October 14, 2003 and the four preceding trading days. The actual subscription price per share will be the lesser of 95% of (A) the net asset value per share of the ECF's Common Stock on the AMEX on November 20, 2003, or (B) the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the AMEX on November 20, 2003 and the four preceding trading days.
- [F2]Includes 1,325 shares acquired on various dates in fiscal years 1998 through 2003 under the ECF dividend reinvestment plan.
Issuer
ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
CIK 0000793040
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000793040
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 2:12 PM ET
- Size
- 11.4 KB