4//SEC Filing
ORTIZ GERMAINE M 4
Accession 0000793040-03-000033
CIK 0000793040other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 2:46 PM ET
Size
11.2 KB
Accession
0000793040-03-000033
Insider Transaction Report
Form 4
ORTIZ GERMAINE M
Other
Transactions
- Exercise of In-Money
Common Stock
2003-11-11$7.76/sh+205$1,591→ 1,426 total - Exercise of In-Money
Subscription Rights (Right to buy)
2003-11-11+1,230→ 0 totalExercise: $7.76From: 2003-10-17Exp: 2003-11-19→ Common Stock (205 underlying)
Footnotes (2)
- [F1]Based on an estimated subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on October 14, 2003 and the four preceding trading days. The actual subscription price per share will be the lesser of (A) 95% of the net asset value per share of the ECF's Common Stock on the AMEX on November 20, 2003, or (B) 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the AMEX on November 20, 2003 and the four preceding trading days.
- [F2]Includes 574 shares acquired on various dates in fiscal years 1999 through 2003 under the ECF dividend reinvestment plan.
Issuer
ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
CIK 0000793040
Entity typeother
Related Parties
1- filerCIK 0001190027
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 2:46 PM ET
- Size
- 11.2 KB