ORTIZ GERMAINE M 4/A
4/A · ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC · Filed Nov 12, 2003
Insider Transaction Report
Form 4/AAmended
ORTIZ GERMAINE M
Other
Transactions
- Exercise of In-Money
Common Stock
2003-11-11$7.76/sh+205$1,591→ 1,426 total - Exercise of In-Money
Subscription Rights (Right to buy)
2003-11-11−1,230→ 0 totalExercise: $7.76From: 2003-10-17Exp: 2003-11-19→ Common Stock (205 underlying)
Footnotes (2)
- [F1]Based on an estimated subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on October 14, 2003 and the four preceding trading days. The actual subscription price per share will be the lesser of (A) 95% of the net asset value per share of the ECF's Common Stock on the AMEX on November 20, 2003, or (B) 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the AMEX on November 20, 2003 and the four preceding trading days.
- [F2]Includes 32 shares acquired on various dates in fiscal years 1999 through 2003 under the ECF dividend reinvestment plan.