ELLSWORTH GROWTH & INCOME FUND LTD 4
4 · ELLSWORTH GROWTH & INCOME FUND LTD · Filed Mar 25, 2015
Insider Transaction Report
Form 4
OKEEFFE JANE D
DirectorPresident
Transactions
- Other
Shares of Beneficial Interest
2015-03-25−2,087.58→ 18,158.02 total
Footnotes (3)
- [F1]This report is filed to report the disposition of 2,087.58 shares to the reporting person's daughter. The shares were previously held in a New Jersey Uniform Transfer to Minors Act (UTMA) trust for the benefit of the reporting person's daughter, who is now considered to be the sole beneficiary of the shares.
- [F2]Includes 1,417.52 shares acquired on various dates in fiscal years 2013 through 2015 under the ECF dividend reinvestment plan.
- [F3]In addition, the reporting person is the indirect owner of 2,087.58 shares held by an UTMA trust for the benefit of her son.