ELLSWORTH GROWTH & INCOME FUND LTD 4
4 · ELLSWORTH GROWTH & INCOME FUND LTD · Filed Feb 29, 2016
Insider Transaction Report
Form 4
LEVINE GARY I
Other
Transactions
- Other
Shares of Beneficial Interest
2016-02-29+0→ 5,064.705 total
Footnotes (2)
- [F1]This filing is being made for the sole reason that the reporting person is no longer an officer of the Registrant.
- [F2]In addition, the reporting person is the indirect beneficial owner of 4,428.652 additional shares. These additional shares consist of: (i) 3,404.53 shares held by his spouse, which shares the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person was the beneficial owner of the securities for purposes of Section 16 or for any other purpose, (ii) 693.924 shares held by his son, which shares the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person was the beneficial owner of the securities for purposes of Section 16 or for any other purpose, and (iii) 330.198 shares held by a New Jersey Uniform Transfers to Minors Act trust for his daughter's benefit. Includes 2,598.705 shares acquired on various dates in fiscal years 2004 through 2016 under the ECF dividend reinvestment plan.