Harper John T. 4
4 · Macy's, Inc. · Filed Mar 25, 2021
Insider Transaction Report
Form 4
Harper John T.
Chief Operations Officer
Transactions
- Exercise/Conversion
Common Stock
2021-03-23+1,837→ 36,539 total - Sale
Common Stock
2021-03-24$16.25/sh−5,255$85,383→ 45,066 total - Exercise/Conversion
Restricted Stock Units
2021-03-23−13,782→ 0 total→ Common Stock (13,782 underlying) - Exercise/Conversion
Common Stock
2021-03-23+13,782→ 50,321 total - Exercise/Conversion
Restricted Stock Units
2021-03-23−1,837→ 1,838 total→ Common Stock (1,837 underlying)
Holdings
- 25,830.46(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]One-for-one conversion.
- [F2]Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
- [F3]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2401 to $16.2750, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.
- [F4]Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2021 by $15.26, the stock price on such date.
- [F5]On March 23, 2018 the reporting person was granted 7,350 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.
- [F6]On March 23, 2018 the reporting person was granted 27,563 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date.