ROTH RONALD G 4

What Happened

• Ronald G. Roth, listed as a 10% owner of Clearfield, Inc. (CLFD), was granted 2,544 shares on Feb 27, 2026. The transaction is reported as an award/acquisition (code A) at $0.00 per share (total reported value $0).
• This was an equity award (restricted shares), not an open-market purchase or sale. The shares are subject to transfer/vesting restrictions that will lapse the first business day prior to the 2027 Annual Meeting of Shareholders.

Key Details

• Transaction date: 2026-02-27; Form 4 filed: 2026-03-02.
• Transaction type/code: Award/Acquisition (A).
• Shares awarded: 2,544; reported price: $0.00; reported total value: $0.
• Restrictions: Footnote states restrictions on the restricted stock lapse the first business day prior to the 2027 Annual Meeting.
• Shares owned after transaction: not specified in the provided filing details.
• No late-filing flag noted in the provided data.

Context

• As a 10% owner, Roth is a significant shareholder; this award reflects an acquisition of stock (restricted) rather than a market trade. Restricted shares typically cannot be sold or transferred until the restrictions lapse, so this does not indicate immediate selling or buying behavior.