CHOKEY JAMES A 4
4 · JOY GLOBAL INC · Filed Jan 3, 2006
Insider Transaction Report
Form 4
JOY GLOBAL INCJOYG
CHOKEY JAMES A
EVP Law and Government Affairs
Transactions
- Sale
Common Stock
2005-12-29$40.19/sh−300$12,057→ 56,810 total - Sale
Common Stock
2005-12-29$40.00/sh−690$27,600→ 55,520 total - Award
Common Stock
2005-12-29+33→ 55,553 total - Exercise/Conversion
Employee Stock Option (right to buy)
2005-12-29−10,500→ 21,000 totalExercise: $17.39From: 2005-11-15Exp: 2014-11-15→ Common Stock (10,500 underlying) - Sale
Common Stock
2005-12-29$40.17/sh−100$4,017→ 56,710 total - Sale
Common Stock
2005-12-29$40.25/sh−5,500$221,375→ 55,520 total - Sale
Common Stock
2005-12-29$40.30/sh−5,000$201,500→ 61,020 total - Exercise/Conversion
Employee Stock Option (right to buy)
2005-12-29−22,500→ 0 totalExercise: $4.61From: 2005-11-18Exp: 2012-11-18→ Common Stock (22,500 underlying) - Exercise/Conversion
Common Stock
2005-12-29$17.39/sh+10,500$182,595→ 66,020 total - Exercise/Conversion
Common Stock
2005-12-29$4.61/sh+22,500$103,725→ 78,020 total - Sale
Common Stock
2005-12-29$40.25/sh−6,500$261,625→ 71,520 total - Sale
Common Stock
2005-12-29$40.21/sh−1,018$40,934→ 70,502 total - Sale
Common Stock
2005-12-29$40.06/sh−200$8,012→ 56,310 total - Sale
Common Stock
2005-12-29$40.20/sh−13,392$538,358→ 57,110 total - Award
Deferred Stock Units
2005-12-29+4→ 35,254 total→ Common Stock (4 underlying)
Footnotes (6)
- [F1]The price of the securities was adjusted for the issuer's two 3-for-2 stock splits completed on January 21, 2005 and December 12, 2005.
- [F2]The change in the amount of securities beneficially owned also reflects the issuer's 3-for-2 stock split completed on December 12, 2005.
- [F3]The number of shares acquired represents additional restricted stock units resulting from the payment on December 29, 2005 of a cash dividend of $0.1125 per share of common stock based on $40.57, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
- [F4]The amount of the securities was adjusted for the issuer's two 3-for-2 stock splits completed on January 21, 2005 and December 12, 2005.
- [F5]These deferred stock units will be settled in shares of common stock on a one-for-one basis (or wholly or partly in cash, at the discretion of the issuer's compensation committee) when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance share award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control.
- [F6]The number of securities acquired represents additional deferred stock units resulting from the payment on December 29, 2005 of a cash dividend of $0.1125 per share of common stock based on $40.57, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.