4//SEC Filing
CHOKEY JAMES A 4
Accession 0000801898-06-000009
CIK 0000801898other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 7:38 PM ET
Size
32.2 KB
Accession
0000801898-06-000009
Insider Transaction Report
Form 4
JOY GLOBAL INCJOYG
CHOKEY JAMES A
EVP Law and Government Affairs
Transactions
- Sale
Common Stock
2005-12-29$40.19/sh−300$12,057→ 56,810 total - Sale
Common Stock
2005-12-29$40.00/sh−690$27,600→ 55,520 total - Award
Common Stock
2005-12-29+33→ 55,553 total - Exercise/Conversion
Employee Stock Option (right to buy)
2005-12-29−10,500→ 21,000 totalExercise: $17.39From: 2005-11-15Exp: 2014-11-15→ Common Stock (10,500 underlying) - Sale
Common Stock
2005-12-29$40.17/sh−100$4,017→ 56,710 total - Sale
Common Stock
2005-12-29$40.25/sh−5,500$221,375→ 55,520 total - Sale
Common Stock
2005-12-29$40.30/sh−5,000$201,500→ 61,020 total - Exercise/Conversion
Employee Stock Option (right to buy)
2005-12-29−22,500→ 0 totalExercise: $4.61From: 2005-11-18Exp: 2012-11-18→ Common Stock (22,500 underlying) - Exercise/Conversion
Common Stock
2005-12-29$17.39/sh+10,500$182,595→ 66,020 total - Exercise/Conversion
Common Stock
2005-12-29$4.61/sh+22,500$103,725→ 78,020 total - Sale
Common Stock
2005-12-29$40.25/sh−6,500$261,625→ 71,520 total - Sale
Common Stock
2005-12-29$40.21/sh−1,018$40,934→ 70,502 total - Sale
Common Stock
2005-12-29$40.06/sh−200$8,012→ 56,310 total - Sale
Common Stock
2005-12-29$40.20/sh−13,392$538,358→ 57,110 total - Award
Deferred Stock Units
2005-12-29+4→ 35,254 total→ Common Stock (4 underlying)
Footnotes (6)
- [F1]The price of the securities was adjusted for the issuer's two 3-for-2 stock splits completed on January 21, 2005 and December 12, 2005.
- [F2]The change in the amount of securities beneficially owned also reflects the issuer's 3-for-2 stock split completed on December 12, 2005.
- [F3]The number of shares acquired represents additional restricted stock units resulting from the payment on December 29, 2005 of a cash dividend of $0.1125 per share of common stock based on $40.57, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
- [F4]The amount of the securities was adjusted for the issuer's two 3-for-2 stock splits completed on January 21, 2005 and December 12, 2005.
- [F5]These deferred stock units will be settled in shares of common stock on a one-for-one basis (or wholly or partly in cash, at the discretion of the issuer's compensation committee) when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance share award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control.
- [F6]The number of securities acquired represents additional deferred stock units resulting from the payment on December 29, 2005 of a cash dividend of $0.1125 per share of common stock based on $40.57, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
Documents
Issuer
JOY GLOBAL INC
CIK 0000801898
Entity typeother
Related Parties
1- filerCIK 0001042045
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 7:38 PM ET
- Size
- 32.2 KB