JOY GLOBAL INC 4
4 · JOY GLOBAL INC · Filed Apr 7, 2017
Insider Transaction Report
Form 4Exit
HANSON JOHN NILS
Director
Transactions
- Disposition to Issuer
Common Stock
[F1]2017-04-05$28.30/sh−144,367$4,085,586→ 0 total - Disposition to Issuer
Common Stock
[F2]2017-04-05$28.30/sh−30,000$849,000→ 0 total(indirect: By Foundation) - Disposition to Issuer
Common Stock
[F3][F2]2017-04-05$28.30/sh−3,960$112,068→ 0 total(indirect: by GRAT) - Disposition to Issuer
Common Stock
[F2][F4]2017-04-05$28.30/sh−2,323$65,741→ 0 total(indirect: by GRAT) - Disposition to Issuer
Common Stock
[F5][F2]2017-04-05$28.30/sh−7,016$198,553→ 0 total(indirect: by GRAT) - Disposition to Issuer
Common Stock
[F6][F2]2017-04-05$28.30/sh−27,935$790,561→ 0 total(indirect: by GRAT) - Disposition to Issuer
Common Stock
[F7][F2]2017-04-05$28.30/sh−28,856$816,625→ 0 total(indirect: by GRAT P6) - Disposition to Issuer
Common Stock
[F8][F2]2017-04-05$28.30/sh−29,292$828,964→ 0 total(indirect: by GRAT P8)
Footnotes (8)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
- [F2]Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
- [F3]These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
- [F4]These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
- [F5]These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
- [F6]These shares were previously reported as directly beneficially owned but were contributed to Pescadero-4 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
- [F7]These shares were previously reported as directly beneficially owned but were contributed to Pescadero-6 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
- [F8]These shares were previously reported as directly beneficially owned but were contributed to Pescadero-8 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
Signature
John Nils Hanson|2017-04-07