Home/Filings/4/0000805928-21-000175
4//SEC Filing

Friedman Mark Louis 4

Accession 0000805928-21-000175

CIK 0000805928other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 4:06 PM ET

Size

9.4 KB

Accession

0000805928-21-000175

Insider Transaction Report

Form 4
Period: 2021-12-20
Friedman Mark Louis
Vice President of RA/QA
Transactions
  • Tax Payment

    Common Stock

    2021-12-20$9.24/sh95$87816,588 total
  • Exercise/Conversion

    Common Stock

    2021-12-20+37516,683 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-12-20375
    Exercise: $0.00From: 2021-12-20Exp: 2021-12-20Common Stock (375 underlying)
Footnotes (4)
  • [F1]This reflects the number of restricted stock units that became vested as of December 18, 2021.
  • [F2]Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.
  • [F4]All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Issuer

Axogen, Inc.

CIK 0000805928

Entity typeother

Related Parties

1
  • filerCIK 0001531023

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:06 PM ET
Size
9.4 KB