Home/Filings/4/0000805928-21-000181
4//SEC Filing

Friedman Mark Louis 4

Accession 0000805928-21-000181

CIK 0000805928other

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 4:23 PM ET

Size

9.4 KB

Accession

0000805928-21-000181

Insider Transaction Report

Form 4
Period: 2021-12-27
Friedman Mark Louis
Vice President of RA/QA
Transactions
  • Exercise/Conversion

    Common Stock

    2021-12-27+1,15017,738 total
  • Tax Payment

    Common Stock

    2021-12-27$9.74/sh286$2,78617,452 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-12-271,1501,150 total
    From: 2022-12-27Exp: 2022-12-27Common Stock (2,300 underlying)
Footnotes (4)
  • [F1]This reflects the number of restricted stock units that vested on December 27, 2021.
  • [F2]Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.
  • [F4]All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Issuer

Axogen, Inc.

CIK 0000805928

Entity typeother

Related Parties

1
  • filerCIK 0001531023

Filing Metadata

Form type
4
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:23 PM ET
Size
9.4 KB