Home/Filings/4/0000805928-22-000027
4//SEC Filing

Billet Isabelle 4

Accession 0000805928-22-000027

CIK 0000805928other

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 4:01 PM ET

Size

14.2 KB

Accession

0000805928-22-000027

Insider Transaction Report

Form 4
Period: 2022-03-16
Billet Isabelle
Chief Strategy and BD Officer
Transactions
  • Tax Payment

    Common Stock

    2022-03-16$7.97/sh2,447$19,50321,769 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-03-168,5008,500 total
    From: 2024-03-16Common Stock (8,500 underlying)
  • Award

    Restricted Stock Units

    2022-03-16+23,35423,354 total
    Common Stock (23,354 underlying)
  • Exercise/Conversion

    Common Stock

    2022-03-16+8,50024,216 total
  • Award

    Employee Stock Option (right to purchase)

    2022-03-16+21,78421,784 total
    Exercise: $8.20Exp: 2032-03-16Common Stock (21,784 underlying)
Footnotes (6)
  • [F1]This reflects the number of restricted stock units that became vested as of March 16, 2022.
  • [F2]Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.
  • [F4]All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.
  • [F5]All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2026 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2024 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.
  • [F6]All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Issuer

Axogen, Inc.

CIK 0000805928

Entity typeother

Related Parties

1
  • filerCIK 0001756302

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:01 PM ET
Size
14.2 KB