Home/Filings/4/0000805928-22-000063
4//SEC Filing

Gold Mark Stephen 4

Accession 0000805928-22-000063

CIK 0000805928other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 4:07 PM ET

Size

12.0 KB

Accession

0000805928-22-000063

Insider Transaction Report

Form 4
Period: 2022-06-01
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2022-06-013,0360 total
    Common Stock (3,036 underlying)
  • Award

    Stock Option (right to purchase)

    2022-06-01+11,81111,811 total
    Exercise: $9.29Exp: 2032-06-01Common Stock (11,811 underlying)
  • Exercise/Conversion

    Common Stock

    2022-06-01+3,036305,475 total
  • Award

    Restricted Stock Units

    2022-06-01+6,4596,459 total
    Common Stock (6,459 underlying)
Footnotes (5)
  • [F1]This reflects the number of restricted stock units that vested on June 1, 2022.
  • [F2]The shares of common stock for Dr. Gold include 31,900 shares held directly, 159,575 shares held jointly by Dr. Gold and his wife, indirect ownership of 22,000 shares held by Dr. Gold's spouse in revocable trusts, and indirect ownership of 92,000 shares held by MJSK, Ltd., a decedent investment trust.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.
  • [F4]Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2022, one year from the anniversary of the grant date.
  • [F5]Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units.

Issuer

Axogen, Inc.

CIK 0000805928

Entity typeother

Related Parties

1
  • filerCIK 0001531332

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:07 PM ET
Size
12.0 KB