MJG IV LIMITED PARTNERSHIP 4
4 · Teton Advisors, Inc. · Filed Mar 26, 2009
Insider Transaction Report
Form 4
GABELLI MARIO J
10% Owner
Transactions
- Other
Class A Common Stock
2009-03-24−30,970→ 300,322 total(indirect: By Partnership)
Holdings
- 302,667(indirect: By: Corporation)
Class B Common Stock
Footnotes (3)
- [F1]On March 24, 2009, GAMCO Investors, Inc. ("GAMCO") distributed 30,970 shares of Class A Common Stock ("Class A Shares") of Teton Advisors, Inc. ("Teton") to Cascade Investment, L.L.C., the holder of certain convertible promissory notes issued by GAMCO. GAMCO no longer owns any Class A Shares of Teton.
- [F2]MJG-IV Limited Partnership ("MJG-IV), a limited partnership of certain family of Mario J. Gabelli, owns 300,352 Class A Shares of Teton. Mr. Gabelli is the general partner of MJG-IV. Mr. Gabelli disclaims beneficial interest in excess of his pecuniary interests in MJG-IV.
- [F3]GGCP, Inc. ("GGCP") owns 299,024 shares of Class B Common Stock ("Class B Shares") of Teton. Mr. Gabelli is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli disclaims beneficial interest in excess of his pecuniary interest in GGCP. Mr. Gabelli owns 3,643 Class B Shares of Teton directly. Pursuant to Teton's Certificate of Incorporation, the Class B Shares are convertible into Class A Shares at a ratio of one to one.