Home/Filings/4/0000807249-21-000108
4//SEC Filing

Caterina Kieran 4

Accession 0000807249-21-000108

CIK 0001060349other

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 4:04 PM ET

Size

6.1 KB

Accession

0000807249-21-000108

Insider Transaction Report

Form 4
Period: 2021-06-15
Caterina Kieran
Co-Chief Accounting Officer
Transactions
  • Award

    Phantom RSA

    2021-06-15$25.02/sh+7,000$175,1407,000 total
    Exercise: $0.00Class A Common Stock (7,000 underlying)
Holdings
  • Class A Common Stock

    19,412
Footnotes (2)
  • [F1]Each phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
  • [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

Documents

1 file

Issuer

GAMCO INVESTORS, INC. ET AL

CIK 0001060349

Entity typeother

Related Parties

1
  • filerCIK 0001406326

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:04 PM ET
Size
6.1 KB