Caterina Kieran 4
4 · GAMCO INVESTORS, INC. ET AL · Filed Jun 17, 2021
Insider Transaction Report
Form 4
Caterina Kieran
Co-Chief Accounting Officer
Transactions
- Award
Phantom RSA
2021-06-15$25.02/sh+7,000$175,140→ 7,000 totalExercise: $0.00→ Class A Common Stock (7,000 underlying)
Holdings
- 19,412
Class A Common Stock
Footnotes (2)
- [F1]Each phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
- [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.