Schott Timothy 4
4 · Associated Capital Group, Inc. · Filed Jun 17, 2021
Insider Transaction Report
Form 4
Schott Timothy
Executive VP & CFO
Transactions
- Award
Phantom RSA
2021-05-20$36.32/sh+8,500$308,720→ 8,500 totalExercise: $0.00→ Class A Common Stock (8,500 underlying)
Footnotes (2)
- [F1]Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
- [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.