JAMIESON DOUGLAS R 4
4 · Associated Capital Group, Inc. · Filed Jun 17, 2021
Insider Transaction Report
Form 4
JAMIESON DOUGLAS R
President & CEO
Transactions
- Award
Phantom RSA
2018-08-08$35.12/sh+14,000$491,680→ 14,000 totalExercise: $0.00→ Class A Common Stock (14,000 underlying) - Award
Phantom RSA
2020-12-18$36.09/sh+14,000$505,260→ 28,000 totalExercise: $0.00→ Class A Common Stock (14,000 underlying) - Award
Phantom RSA
2021-05-20$36.32/sh+32,000$1,162,240→ 60,000 totalExercise: $0.00→ Class A Common Stock (32,000 underlying)
Holdings
- 29,471
Class B Common Stock
- 14,948
Class A Common Stock
Footnotes (2)
- [F1]Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
- [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.