Home/Filings/4/0000807249-21-000114
4//SEC Filing

JAMIESON DOUGLAS R 4

Accession 0000807249-21-000114

CIK 0001642122other

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 5:20 PM ET

Size

10.7 KB

Accession

0000807249-21-000114

Insider Transaction Report

Form 4
Period: 2018-08-08
JAMIESON DOUGLAS R
President & CEO
Transactions
  • Award

    Phantom RSA

    2018-08-08$35.12/sh+14,000$491,68014,000 total
    Exercise: $0.00Class A Common Stock (14,000 underlying)
  • Award

    Phantom RSA

    2020-12-18$36.09/sh+14,000$505,26028,000 total
    Exercise: $0.00Class A Common Stock (14,000 underlying)
  • Award

    Phantom RSA

    2021-05-20$36.32/sh+32,000$1,162,24060,000 total
    Exercise: $0.00Class A Common Stock (32,000 underlying)
Holdings
  • Class B Common Stock

    29,471
  • Class A Common Stock

    14,948
Footnotes (2)
  • [F1]Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
  • [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

Documents

1 file

Issuer

Associated Capital Group, Inc.

CIK 0001642122

Entity typeother

Related Parties

1
  • filerCIK 0001185526

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 5:20 PM ET
Size
10.7 KB