Home/Filings/4/0000807249-21-000134
4//SEC Filing

Caterina Kieran 4

Accession 0000807249-21-000134

CIK 0001060349other

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 4:09 PM ET

Size

6.1 KB

Accession

0000807249-21-000134

Insider Transaction Report

Form 4
Period: 2021-08-09
Caterina Kieran
Co-Chief Accounting Officer
Transactions
  • Tax Payment

    Class A Common Stock

    2021-08-09$26.74/sh735$19,65418,677 total
Holdings
  • Phantom RSA

    Exercise: $0.00Class A Common Stock (7,000 underlying)
    7,000
Footnotes (2)
  • [F1]Each phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
  • [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

Documents

1 file

Issuer

GAMCO INVESTORS, INC. ET AL

CIK 0001060349

Entity typeother

Related Parties

1
  • filerCIK 0001406326

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 4:09 PM ET
Size
6.1 KB