JAMIESON DOUGLAS R 4
4 · GAMCO INVESTORS, INC. ET AL · Filed Aug 11, 2021
Insider Transaction Report
Form 4
JAMIESON DOUGLAS R
President & COO
Transactions
- Tax Payment
Class A Common Stock
2021-08-09$26.74/sh−2,204$58,935→ 105,500 total
Holdings
- 29,471
Class B Common Stock
- 30,000
Phantom RSA
Exercise: $0.00→ Class A Common Stock (30,000 underlying)
Footnotes (3)
- [F1]Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B stock that can be converted into Class A Stock.
- [F2]Each Phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
- [F3]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.