4//SEC Filing
Caterina Kieran 4
Accession 0000807249-21-000153
CIK 0001060349other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 4:08 PM ET
Size
6.1 KB
Accession
0000807249-21-000153
Insider Transaction Report
Form 4
Caterina Kieran
Co-Chief Accounting Officer
Transactions
- Sale
Class A Common Stock
2021-09-07$27.06/sh−2,000$54,111→ 16,677 total
Holdings
- 7,000
Phantom RSA
Exercise: $0.00→ Class A Common Stock (7,000 underlying)
Footnotes (2)
- [F1]Each phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
- [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
Documents
Issuer
GAMCO INVESTORS, INC. ET AL
CIK 0001060349
Entity typeother
Related Parties
1- filerCIK 0001406326
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 4:08 PM ET
- Size
- 6.1 KB