Caterina Kieran 4
4 · GAMCO INVESTORS, INC. ET AL · Filed Sep 13, 2022
Insider Transaction Report
Form 4
Caterina Kieran
Co-Chief Accounting Officer
Transactions
- Tax Payment
Class A Common Stock
2022-09-12$21.10/sh−1,959$41,335→ 9,184 total
Holdings
- 7,000
Phantom RSA
Exercise: $0.00→ Class A Common Stock (7,000 underlying)
Footnotes (2)
- [F1]Each phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
- [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.