|4Jun 13, 4:10 PM ET

Goldstein Peter D. 4

4 · Associated Capital Group, Inc. · Filed Jun 13, 2023

Insider Transaction Report

Form 4
Period: 2023-05-30
Goldstein Peter D.
Chief Legal Officer
Transactions
  • Award

    Phantom RSA

    2023-05-30$39.61/sh+2,500$99,0259,500 total
    Exercise: $0.00Class A Common Stock (2,500 underlying)
Holdings
  • Class A Common Stock

    1,694
Footnotes (2)
  • [F1]Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
  • [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

Documents

1 file
  • 4
    form4.xmlPrimary