GABELLI MARC 4
4 · Associated Capital Group, Inc. · Filed Aug 13, 2024
Insider Transaction Report
Form 4
GABELLI MARC
DirectorPresident
Transactions
- Award
Phantom RSA
2024-06-25$34.28/sh+10,000$342,800→ 10,000 totalExercise: $0.00→ Class A Common Stock (10,000 underlying)
Holdings
- 20,766
Class A Common Stock
- 81,018
Class B Common Stock
→ Class A Common Stock
Footnotes (3)
- [F1]Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
- [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
- [F3]The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.