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4//SEC Filing

GABELLI MARC 4

Accession 0000807249-24-000085

CIK 0001642122other

Filed

Aug 12, 8:00 PM ET

Accepted

Aug 13, 4:04 PM ET

Size

7.4 KB

Accession

0000807249-24-000085

Insider Transaction Report

Form 4
Period: 2024-06-25
GABELLI MARC
DirectorPresident
Transactions
  • Award

    Phantom RSA

    2024-06-25$34.28/sh+10,000$342,80010,000 total
    Exercise: $0.00Class A Common Stock (10,000 underlying)
Holdings
  • Class A Common Stock

    20,766
  • Class B Common Stock

    Class A Common Stock
    81,018
Footnotes (3)
  • [F1]Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
  • [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
  • [F3]The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

Documents

1 file

Issuer

Associated Capital Group, Inc.

CIK 0001642122

Entity typeother

Related Parties

1
  • filerCIK 0001233348

Filing Metadata

Form type
4
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 4:04 PM ET
Size
7.4 KB