USTIAN DANIEL C 4
4 · NAVISTAR INTERNATIONAL CORP · Filed Feb 3, 2011
Insider Transaction Report
Form 4
USTIAN DANIEL C
DirectorChairman, President and CEO
Transactions
- Award
Employee Stock Option (right to buy)
2011-02-01+58,820→ 58,820 totalExercise: $64.69From: 2011-08-01Exp: 2012-12-11→ Common Stock (58,820 underlying) - Exercise/Conversion
Common Stock
2011-02-01$26.39/sh+13,978$368,810→ 119,524 total - Tax Payment
Common Stock
2011-02-01$64.69/sh−1,878$121,488→ 111,386 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-01−2,873→ 0 totalExercise: $26.39Exp: 2012-12-10→ Common Stock (2,873 underlying) - Award
Employee Stock Option (right to buy)
2011-02-01+5,637→ 5,637 totalExercise: $64.69From: 2011-08-01Exp: 2012-04-17→ Common Stock (5,637 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-01−92,049→ 0 totalExercise: $26.39Exp: 2012-12-11→ Common Stock (92,049 underlying) - Tax Payment
Common Stock
2011-02-01$64.69/sh−5,637$364,658→ 105,546 total - Tax Payment
Common Stock
2011-02-01$64.69/sh−9,133$590,814→ 110,391 total - Tax Payment
Common Stock
2011-02-01$64.69/sh−58,820$3,805,066→ 144,615 total - Award
Employee Stock Option (right to buy)
2011-02-01+1,878→ 1,878 totalExercise: $64.69From: 2011-08-01Exp: 2012-12-10→ Common Stock (1,878 underlying) - Exercise/Conversion
Common Stock
2011-02-01$44.15/sh+7,204$318,057→ 111,183 total - Exercise/Conversion
Common Stock
2011-02-01$26.39/sh+2,873$75,804→ 113,264 total - Exercise/Conversion
Common Stock
2011-02-01$26.39/sh+92,049$2,428,713→ 203,435 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-01−7,204→ 0 totalExercise: $44.15Exp: 2012-04-17→ Common Stock (7,204 underlying) - Award
Employee Stock Option (right to buy)
2011-02-01+9,133→ 9,133 totalExercise: $64.69From: 2011-08-01Exp: 2012-12-11→ Common Stock (9,133 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-01−13,978→ 0 totalExercise: $26.39From: 2003-12-10Exp: 2012-12-11→ Common Stock (13,978 underlying)
Holdings
- 11,910
Premium Share Units
- 3,909.66(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
- [F2]The Option became exercisable as to 2,402 shares on 4/16/2003; as to 2,401 shares on 4/16/2004; and as to 2,401 shares on 4/16/2005.
- [F3]The Option became exercisable as to 1 share on 12/10/2004 and as to 2,872 shares on 12/10/2005.
- [F4]The Option became exercisable as to 22,322 shares on 12/10/2003; as to 36,299 shares on 12/10/2004; and as to 33,428 shares on 12/10/2005.