Home/Filings/4/0000808450-11-000012
4//SEC Filing

USTIAN DANIEL C 4

Accession 0000808450-11-000012

CIK 0000808450other

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 3:43 PM ET

Size

34.6 KB

Accession

0000808450-11-000012

Insider Transaction Report

Form 4
Period: 2011-02-01
USTIAN DANIEL C
DirectorChairman, President and CEO
Transactions
  • Award

    Employee Stock Option (right to buy)

    2011-02-01+58,82058,820 total
    Exercise: $64.69From: 2011-08-01Exp: 2012-12-11Common Stock (58,820 underlying)
  • Exercise/Conversion

    Common Stock

    2011-02-01$26.39/sh+13,978$368,810119,524 total
  • Tax Payment

    Common Stock

    2011-02-01$64.69/sh1,878$121,488111,386 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-02-012,8730 total
    Exercise: $26.39Exp: 2012-12-10Common Stock (2,873 underlying)
  • Award

    Employee Stock Option (right to buy)

    2011-02-01+5,6375,637 total
    Exercise: $64.69From: 2011-08-01Exp: 2012-04-17Common Stock (5,637 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-02-0192,0490 total
    Exercise: $26.39Exp: 2012-12-11Common Stock (92,049 underlying)
  • Tax Payment

    Common Stock

    2011-02-01$64.69/sh5,637$364,658105,546 total
  • Tax Payment

    Common Stock

    2011-02-01$64.69/sh9,133$590,814110,391 total
  • Tax Payment

    Common Stock

    2011-02-01$64.69/sh58,820$3,805,066144,615 total
  • Award

    Employee Stock Option (right to buy)

    2011-02-01+1,8781,878 total
    Exercise: $64.69From: 2011-08-01Exp: 2012-12-10Common Stock (1,878 underlying)
  • Exercise/Conversion

    Common Stock

    2011-02-01$44.15/sh+7,204$318,057111,183 total
  • Exercise/Conversion

    Common Stock

    2011-02-01$26.39/sh+2,873$75,804113,264 total
  • Exercise/Conversion

    Common Stock

    2011-02-01$26.39/sh+92,049$2,428,713203,435 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-02-017,2040 total
    Exercise: $44.15Exp: 2012-04-17Common Stock (7,204 underlying)
  • Award

    Employee Stock Option (right to buy)

    2011-02-01+9,1339,133 total
    Exercise: $64.69From: 2011-08-01Exp: 2012-12-11Common Stock (9,133 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-02-0113,9780 total
    Exercise: $26.39From: 2003-12-10Exp: 2012-12-11Common Stock (13,978 underlying)
Holdings
  • Premium Share Units

    11,910
  • Common Stock

    (indirect: By 401(k))
    3,909.66
Footnotes (4)
  • [F1]The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
  • [F2]The Option became exercisable as to 2,402 shares on 4/16/2003; as to 2,401 shares on 4/16/2004; and as to 2,401 shares on 4/16/2005.
  • [F3]The Option became exercisable as to 1 share on 12/10/2004 and as to 2,872 shares on 12/10/2005.
  • [F4]The Option became exercisable as to 22,322 shares on 12/10/2003; as to 36,299 shares on 12/10/2004; and as to 33,428 shares on 12/10/2005.

Issuer

NAVISTAR INTERNATIONAL CORP

CIK 0000808450

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001181333

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 3:43 PM ET
Size
34.6 KB