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4//SEC Filing

USTIAN DANIEL C 4

Accession 0000808450-11-000031

CIK 0000808450other
View on SEC.govCompany Profile

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 5:27 PM ET

Size

22.2 KB

Accession

0000808450-11-000031

Insider Transaction Report

Form 4
Period: 2011-04-05
NAVISTAR INTERNATIONAL CORPNAV
USTIAN DANIEL C
DirectorChairman, President and CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2011-04-05$49.84/sh+55,469$2,764,575→ 200,084 total
  • Exercise/Conversion

    Common Stock

    2011-04-05$23.96/sh+58,100$1,392,367→ 202,715 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-04-05−2,248→ 0 total
    Exercise: $49.84From: 2010-10-14Exp: 2011-12-11→ Common Stock (2,248 underlying)
  • Sale

    Common Stock

    2011-04-05$69.59/sh−55,469$3,860,093→ 144,615 total
  • Tax Payment

    Common Stock

    2011-04-05$69.91/sh−35,746$2,498,824→ 166,969 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-04-05−44,139→ 0 total
    Exercise: $49.84From: 2010-10-14Exp: 2011-12-12→ Common Stock (44,139 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-04-05−9,082→ 0 total
    Exercise: $49.84From: 2010-10-14Exp: 2011-12-12→ Common Stock (9,082 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-04-05−58,100→ 0 total
    Exercise: $23.96Exp: 2013-02-20→ Common Stock (58,100 underlying)
  • Award

    Employee Stock Option (right to buy)

    2011-04-05+35,746→ 35,746 total
    Exercise: $69.91From: 2011-10-05Exp: 2013-02-20→ Common Stock (35,746 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    3,909.66

  • Premium Share Units

    11,910
Footnotes (3)
  • [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $69.78, inclusive. The reporting person undertakes to provide Navistar International Corporation, any secuirty holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  • [F2]The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
  • [F3]The Option became exercisable as to 19,367 shares on 2/19/2004; as to 19,366 shares on 2/19/2005; and as to 19,367 shares on 2/19/2006.

Documents

1 file

Issuer

NAVISTAR INTERNATIONAL CORP

CIK 0000808450

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001181333

Filing Metadata

Form type
4
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 5:27 PM ET
Size
22.2 KB
View on SEC.gov