USTIAN DANIEL C 4

4 · NAVISTAR INTERNATIONAL CORP · Filed Apr 7, 2011

Form 4

Period: 2011-04-05

DirectorChairman, President and CEO

Transactions

Exercise/Conversion
Common Stock
2011-04-05$49.84/sh+55,469$2,764,575→ 200,084 total
Exercise/Conversion
Common Stock
2011-04-05$23.96/sh+58,100$1,392,367→ 202,715 total
Exercise/Conversion
Employee Stock Option (right to buy)
2011-04-05−2,248→ 0 total
Exercise: $49.84From: 2010-10-14Exp: 2011-12-11→ Common Stock (2,248 underlying)
Sale
Common Stock
2011-04-05$69.59/sh−55,469$3,860,093→ 144,615 total
Tax Payment
Common Stock
2011-04-05$69.91/sh−35,746$2,498,824→ 166,969 total
Exercise/Conversion
Employee Stock Option (right to buy)
2011-04-05−44,139→ 0 total
Exercise: $49.84From: 2010-10-14Exp: 2011-12-12→ Common Stock (44,139 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2011-04-05−9,082→ 0 total
Exercise: $49.84From: 2010-10-14Exp: 2011-12-12→ Common Stock (9,082 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2011-04-05−58,100→ 0 total
Exercise: $23.96Exp: 2013-02-20→ Common Stock (58,100 underlying)
Award
Employee Stock Option (right to buy)
2011-04-05+35,746→ 35,746 total
Exercise: $69.91From: 2011-10-05Exp: 2013-02-20→ Common Stock (35,746 underlying)

Holdings

Footnotes (3)

[F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $69.78, inclusive. The reporting person undertakes to provide Navistar International Corporation, any secuirty holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
[F2]The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
[F3]The Option became exercisable as to 19,367 shares on 2/19/2004; as to 19,366 shares on 2/19/2005; and as to 19,367 shares on 2/19/2006.

Documents

1 file